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MEMORANDUM
OPINION
This case comes before the
Court on the defendants' motion to dismiss and the plaintiffs' motion for
summary judgment. Plaintiffs, Matthew Glavin, Robert Barr, Gary A.
Hofmeister, Stephen Gons, James F. McLaughlin, David H. Glavin, John
Taylor, Deborah Hardman, Craig Martin, Jim Lacy, Judy Cresanta, Helen V.
England, Amie S. Carter, Robert Richard Dennik, Michael T. James, William
J. Byrn, and Cobb County, Georgia, seek summary judgment against
Defendants, William J. Clinton, The United States Department of Commerce;
William M. Daley; Bureau of the Census and James F. Holmes in this action
challenging defendants' plan for the 2000 census.
Plaintiffs claim that using statistical sampling to supplement the head
count enumeration used to apportion representatives among the states
violates the Census Act of 1976, 13 U.S.C. §§ 21, 195, and Article I,
Section 2, Clause 3 of the Constitution. Plaintiffs seek a declaration
that statistical sampling is unlawful and/or unconstitutional and an
injunction preventing defendants from using statistical sampling in the
2000 census. The defendants seek dismissal of Plaintiffs' complaint on the
grounds this case is not ripe for adjudication and that the plaintiffs
lack personal standing to be parties in this case.
Now
before the Court are the defendants' and intervenor-defendants' motions to
dismiss the plaintiffs' complaint pursuant to Rule 12(b)(1) and (6) of the
Federal Rules of Civil Procedure, and Plaintiffs' motion for summary
judgment pursuant to Federal Rule of Civil Procedure 56. For reasons
stated below, the motions to dismiss will be denied and plaintiffs' motion
for summary judgment will be granted.
I.
Background
Since 1790, the United States
government has followed the constitutional command of Article I, Section
2, Clause 3 by carrying out a decennial census to allocate seats in the
House of Representatives. In 1990, the Census Bureau instituted new
outreach and promotion efforts to count the entire population, spending
over $2.6 billion. The 1990 estimated net undercount rate was 1.6%.
Certain minorities, notably African-Americans and Hispanics, had higher
undercount rates than the population as a whole. Children and those living
in rural areas also were differentially undercounted.
In response to the persistent undercount, in November 1990, the Secretary
of Commerce established the "Task Force for Designing the Year 2000 Census
and Census Related Activities for 2000-2009." Also, Congress passed the
Decennial Census Improvement Act of 1991 directing the National Academy of
Sciences to study the means by which the Government could achieve the most
accurate population count possible, specifically considering the
appropriateness of using sampling methods. The Academy found that
statistical sampling should be used both for non-response follow- up and
to increase accuracy. Relying on the results of the studies, the Census
Bureau formulated its own plan for Census 2000.
The
Secretary of Commerce's census plan will include sampling in at least
three different programs of Census 2000. First, the Bureau will use
sampling in the Postal Vacancy Check program, to verify housing units
identified as vacant by the United States Postal Service. Second, the
Census Bureau will use statistical sampling techniques to complete its
traditional enumeration, an operation referred to as "Non-response
Follow-up" or "NRFU." Third, the Bureau will use sampling techniques to
improve the accuracy of Census 2000 with a post-census survey, an
operation the Bureau calls "Integrated Coverage Measurement" or "ICM." The
Bureau's plan to use sampling in the Postal Vacancy Check is not in
dispute in this lawsuit.
Over 60% of households mailed
back their questionnaires in 1990, and the Bureau expects a similar mail
response rate in 2000. In 1990, the Census Bureau sent enumerators to all
nonresponding households before relying on proxy data (information
obtained from neighbors) or imputation data (computer-inferred data which
are based on the assumption that the household has characteristics similar
to other residences in the area). To account for those housing units that
do not mail back forms in 2000, the Bureau's plan is to select at random
the number of households that need to be counted in order to count 90
percent of the addresses in a census tract to whom questionnaires were
mailed.
After
the 90 percent goal has been reached, the Department will then add to its
actual population count an estimate of the number of people in the
households that were not selected for non-response follow-up. Thus, ten
percent of the non-response follow-up units will not be physically
counted. In making this estimate, the Department will not assume that the
overall composition of these persons reflects the 90 percent of the people
who were actually counted, but rather the plan is predicated on the
assumption that these virtual persons will mirror the racial and ethnic
composition of the persons who are identified in non-response
follow-up.
The second phase of the enumeration is the
Integrated Coverage Measurement survey, in which Census Enumerators will
conduct interviews in a random population sample, separate from each
state, to determine what proportion of the people living in the sample
blocks were included in the initial enumeration. The Census Bureau's plan
will classify each of the country's seven million blocks into groups known
as sampling strata based on the characteristics of the block's residents
according to the 1990 Census results, such as racial and ethnic
composition, proportion of homeowners to renters, etc. The Bureau
will select a controlled scientific sample of these blocks and enumerators
will then conduct an independent second roster and ICM interview.
Each
person and each enumeration is then assigned to a unique poststratum, a
group of persons having similar probability of having been enumerated in
the initial phase.1
The Bureau will then estimate the number of persons in
each poststratum who were correctly counted, missed, or over counted in
the initial data collection phase. The Bureau will use that estimate to
create an adjustment factor for each poststratum, and then multiply the
number of people counted in each poststratum in the initial data
collection phase by the appropriate adjustment factor to adjust the census
count synthetically. Once the adjustment factors have been applied to each
poststratum in a block, the statistically adjusted population figures for
each block will be aggregated at the tract, county, state and national
levels. This will be the reported population number used for Congressional
apportionment and other purposes.
In its Report to
Congress, the Bureau estimated that the total undercount of the national
population in 2000 would be 1.9% if it relies on traditional methods of
enumeration alone. The expected error rates for the Bureau's proposed plan
vary according to the geographic level -- with higher error rates at lower
levels of geography (blocks, for example) and lower error rates at higher
levels of geography (counties and states, for example). The Bureau expects
that by using statistical sampling, can achieve a lower error at the
national, state, and Congressional district levels than it can without
using sampling.
Employing statistical processes to
include those who would be left out of the 2000 Census has sparked fierce
debate within the political branches of the federal government since at
least 1990, when it became apparent that the manner of enumerating used in
the last two decennial censuses failed to ameliorate the differential
undercount. In 1997, Congress attempted to amend 13 U.S.C. § 141(a) to
provide: "[n]otwithstanding any other provision of law, no sampling or any
other statistical procedure, including any statistical adjustment, may be
used in any determination of population for purposes of the apportionment
of Representatives in [C]ongress among the several States." H.R. 1469,
tit. VIII (b)(1), at 65. The President vetoed this bill, in part due to
the prohibition of the use of sampling in Census 2000.
Following this veto, Congress passed legislation requiring the Census
Bureau to provide the Report to Congress. See Pub. L. 105-18, tit.
VIII, 111 Stat. 158, 217 (1997). After receiving the Report to Congress,
Congress and the President continued negotiations regarding sampling in
the context of the legislation necessary to fund the Commerce Department
for Fiscal Year 1998. The political branches eventually reached a
compromise allowing the funding of the Commerce Department for Fiscal Year
1998. That compromise is embodied in Sections 209 and 210 of the
Departments of Commerce, Justice, and State, the Judiciary, and Related
Agencies Appropriations Act, 1998, Pub. L. No. 105-119, 111 Stat. 2440,
2480-87 (1997). The Act contains separate provisions relating to lawsuits
to challenge the use of sampling in Census 2000.
Section 209(b) of the Appropriations Act provides a cause of action to
"[a]ny person aggrieved by the use of any statistical method in violation
of the Constitution or any other provision of law (other than this Act) in
connection with the 2000 or any later decennial census, to determine the
population for purposes of the apportionment or redistricting members
in Congress. "Section 209(c)(2) provides that the Report to
Congress "shall be deemed to constitute final agency action regarding the
use of statistical methods in the 2000 decennial census, thus
making the question of their use in such census sufficiently concrete and
final to now be reviewable in a judicial proceeding."
II. Case
is Ripe for Review
As a threshold matter, we
note that the judicial review provision contained in the 1998
Appropriations Act eliminated all prudential ripeness concerns. See
Raines v. Byrd, 117 S.Ct. 2312, 2318 & n.3 (1997). To the
extent that the ripeness doctrine has force under Article III, the Supreme
Court's precedents clearly demonstrate that this case is ripe for review.
See Abbott Labs. v. Gardner,387 U.S. 136, 149
(1967).
Given the finality of the Department's
decision to utilize statistical sampling as a means to determining the
population for the purposes of congressional apportionment in Census 2000,
it is clear that ripeness concerns have no application in the instant
case. The Department has acknowledged the finality of its decisions in its
formal written reports submitted to Congress. Likewise, the Department's
Operational Plan states that "sampling for non-response will be used to
complete the census enumeration." As read in the Appropriations Act of
1998 § 209(c)(2), the Census 2000 Operational Plan "shall be deemed to
constitute final agency action regarding the use of statistical
methods in the 2000 decennial census," thus making the question of use
ripe for adjudication. Appropriations Act of 1998 § 209 (c)(2) (emphasis
added).
Defendant's suggests that the case is not ripe because "Congress has not
reached its ultimate legislative conclusion regarding a sampling census."
Although it is certainly possibly that Congress may seek to prevent the
Department from conducting its plan to utilize sampling, there is no legal
significance to this observation. Congress may always moot out a
controversy by passing new legislation, but that fact does not shield
agency action from judicial review. There is always the possibility that
settlement or some external event will render a case moot, but that hardly
renders the litigation nonjusticiable before that event occurs. If the
government's view were correct, then no agency action could ever be
reviewed so long as Congress might intervene by passing new legislation
that might overrule the final agency determination. See New York
v. United States, 505 U.S. 144, 175 (1992) (holding case ripe for
review even though provision at issue would not take effect until three
and a half years after the Court's decision during which time Congress
could have repealed the provision); see also Duke Power
Co. v. Carolina Envtl. Study Group, Inc., 438 U.S. 59 (1978) (holding
that even when the event that would cause the damage had not yet occurred,
the claims in the case were still ripe for review); Thomas v.Union
Carbide Agric. Prods. Co., 473 U.S. 568, 581 (1985) (holding where no
further factual development is necessary to further illuminate the legal
issues presented ripeness concerns are not
implicated).
In the instant case, Plaintiffs challenge
the defendants, use of statistical sampling in connection with the conduct
of the census for congressional apportionment purposes. There is no
material dispute as to the form that such sampling will take, and this
action is justiciable on the merits presenting a question of statutory
interpretation.
III. Standing
In considering a motion to dismiss for lack of standing, the Court must
accept all material allegations contained in the complaint as true and
must construe all such allegations in favor of standing. See
Warth v. Seldin, 422 U.S. 490, 501 (1975); Pennell v. City of
San Jose, 485 U.S. 1, 7 (1988). Moreover, for purposes of determining
the standing of Plaintiffs to sue, the Court must assume the validity of
Plaintiffs' claim that the Constitution and the Census Act require an
actual enumeration and forbid the use of statistical sampling to determine
the population for purposes of apportionment. See Warth v.
Seldin, 422 U.S. at 501.
Plaintiffs clearly satisfy the constitutional requirements for standing
imposed by Article III. There are several distinct, concrete injuries that
the plaintiffs will imminently suffer if the Department's plan is
implemented.
The plaintiffs do not need to prove with
mathematical certainty the degree to which they will be injured by the
Department's plan, as compared to a head count. Courts have never required
such a showing under Article III especially in the context of a motion to
dismiss where courts "presume that general allegations embrace those
specific facts that are necessary to support [each] claim." Bennett v.
Spear, 117 S.Ct. 1154, 1164 (1997) (quoting Lujan v. Defenders of
Wildlife, 504 U.S. 555, 561 (1992)). General factual allegations of
injury resulting from Defendants' conduct may suffice to establish
Plaintiffs' Article III standing. See Lujan v. Defenders of Wildlife,
504 U.S. at 561; see also Tucker v. United States Dept. of
Commerce, 958 F.2d 1411, 1415 (7th Cir. 1992) (holding requirements of
Article III were met in a challenge to the validity of the census
where Plaintiffs-alleged "some probability of a tangible benefit from
winning the suit").
The plaintiffs have demonstrated
that they will suffer injury as a result of the Department's plan, because
they are able to calculate its effects by reference to the results of the
Post-Enumeration Survey completed in 1992, which closely mirrors the
methodology the Department will utilize as part of its plan for Census
2000. Courts have consistently found that plaintiffs challenging the
census have satisfied the requirements of Article III standing where they
have made allegations similar to those contained in the Complaint in this
case. See City of Detroit v. Franklin, 4 F.3d 1367, 1374-75
(6th Cir. 1993) (holding that plaintiffs had "standing to challenge the
defendants' actions based upon their claim that the census undercount will
result in a loss of federal funds"); State of Texas v. Mosbacher,
783 F.Supp. 308 (S.D. Tex. 1992); Carey v. Klutznick, 637 F.2d
834, 838(2d Cir. 1980), rev'd on other grounds, 653 F.2d 732 (2d
Cir.1981) ("individual plaintiffs in this case have alleged concrete harm
in the form of dilution of their votes and decreased federal funds flowing
to their city and state, thus establishing their standing"). The
requirements of Article III are satisfied where a litigant has a "personal
stake in the outcome of the controversy." Flast v. Cohen, 392 U.S.
83, 99 (1968). Here, Plaintiffs' claims of vote dilution and loss of
federal funding meet the requirement of having a personal stake in the
outcome of the controversy.
Individual citizens have
standing to allege vote dilution resulting from allegedly unlawful
legislative apportionment. See Baker v. Carr, 369 U.S. 186
(1962) (holding that plaintiffs, Tennessee voters, had a "plain, direct,
and adequate" interest in maintaining the effectiveness of their votes and
therefore had standing to maintain the action). Plaintiffs are individual
taxpayers in Connecticut, Massachusetts, Minnesota, Missouri,
Pennsylvania, and Wisconsin, all which are substantially likely to lose a
seat in the House of Representatives solely because of the implementation
of the Department's plan.
Plaintiffs allege that the
plan will dilute the voting strength of Plaintiffs at the intrastate
level. Specifically, several plaintiffs reside in counties whose relative
population will be diminished by operation of the Department's plan.
This "elimination" of population constitutes vote dilution and a
tangible injury resulting from the use of sampling. But for this
statistical "adjustment," Plaintiffs' counties would have a larger
population. When the population of neighboring counties is being increased
by the addition of computer generated persons, this injury is compounded.
Plaintiffs who reside in counties which will have their population
increased by less than the average of the other counties in their state
will necessarily suffer a loss in relative political
representation.
Plaintiffs allege threatened injury in
the form of loss of federal funds, and that the county plaintiffs will
suffer a concrete injury as a consequence of the Department's plan.
Specifically, Delaware County, Pennsylvania will have its proportional
population decreased if statistical sampling is utilized in connection
with Census 2000. Under the Post Enumeration Survey from 1990, Delaware
County had its absolute population reduced -- the Department subtracted
over 2,000 people who had been physically counted -- by virtue of the
statistical methodology which the Department proposes to utilize in Census
2000. Economic injury resulting from statistical sampling satisfies the
requirements of Article III standing. See City of Detroit v.
Franklin, 4 F.3d at 1374-75; City of Willacoochee, Ga. v. Balridge,
556 F. Supp. 551, 554 (S.D. Ga. 1983).
The Department's
failure to conduct a proper enumeration may injure the plaintiffs where in
the absence of population figures that comply with federal law, any
elections in 2002 will have to be held on the basis of an incorrect number
of representatives and malapportioned districts which reflect the
1990 census results. The Department will not be able to conduct a timely
and complete, traditional enumeration if its plan is implemented and
subsequently invalidated.
It appears to be virtually
certain that Georgia will receive at least one additional congressional
seat after the completion of a decennial census in the year 2000,
regardless of whether the Department's plan or a traditional enumeration
is used to conduct the census. Thus, Plaintiffs Matthew Glavin and William
Byrne will have their votes diluted if they are forced to participate in
an election in 2002 in which Georgia does not have the additional seat in
Congress. Thus, Glavin, who resides in Forsyth County, Georgia, which has
grown at a rate of 71% since 1990, as compared to an overall growth rate
of 15.6% for the state of Georgia, will have his vote diluted in
intrastate elections if the 1990 census numbers continue to be utilized
beyond the 2000 elections. This same injury will be visited upon the
county plaintiffs that have enjoyed a higher rate of population growth
than their states since 1990. The population, of Cobb County, Georgia, has
grown by 23.1% since 1990, as compared to an overall population growth of
15.6% throughout Georgia. Thus, if there is no valid decennial census in
place after the year 2000, Cobb County will receive fewer state and
federal funds than it otherwise would if the Department had conducted a
lawful census. Plaintiffs are challenging the procedure by which
Defendants intend to take the 2000 census, and it is well-established that
a party may "seek[] to enforce a procedural requirement the disregard of
which could impair a separate concrete interest[]" and that in such an
action, the normal standard of immediacy does not apply. See
Lujan v. Defenders of Wildlife, 504 U.S. at
572.
Plaintiffs need not await the consummation of
threatened injury to obtain preventive relief. See Blum v.
Yaretsky, 457 U.S. 991, 1000 (1982). Plaintiffs injuries are imminent
for several reasons. First, the Department has committed itself to use
statistical sampling in Census 2000. The methodology, which parallels that
used in 1990 Post-Enumeration Survey, will have the effect of reducing the
relative population of those areas in which Plaintiffs reside. Moreover,
the county plaintiffs also will be adversely affected by statistical
sampling. Second, irrespective of the actual effect of sampling,
Plaintiffs will suffer injuries as a consequence of Defendants, failure to
conduct a lawful census in a timely manner. This injury appears certain to
occur and thus is premature only if a plaintiff must actually suffer a
threatened injury prior to obtaining preventive relief. A plaintiff is not
required to wait until a defendant engages in unlawful, unconstitutional
conduct to have standing to seek judicial redress. See Blum v.
Yaretskv, 457 U.S. at 991; Pennell v. City of San Jose, 485
U.S. 1 (1988); Bennet v. S-Spear, 117 S.Ct. at 1163-64 (holding
general allegations of injury satisfy requirements of Article III, and a
plaintiff need not allege each specific subsidiary fact that supports its
general claim of injury).
Plaintiffs injuries are
"fairly traceable" to Defendants' use of statistical sampling in the
Census 2000. To satisfy the "fairly traceable" element of standing, a
plaintiff need only show that the defendant's conduct complained of is a
"but for" cause of the plaintiff's alleged injury. See Duke
Power Co. v. Carolina Envtl. Study Group, Inc., 438 U.S. at 59. Here,
there is a direct causal connection between Defendants' use of statistical
sampling and Plaintiffs' loss of political representation. States are
neither constitutionally nor federally compelled to use census data in
determining their congressional districts. A state's choice to use such
data for this purpose constitutes an "intervening" action that may break
the chain of causation between challenged actions and alleged injury. The
Supreme Court, however, has held that a defendant's action need not be the
"very last step in the chain of causation" to establish that plaintiff's
injuries are fairly traceable to defendants' conduct for the purpose of
satisfying Article III. See Bennet v. Spear, 117
S.Ct. at 1164.
Courts recognize that
there is a direct correlation between decennial census population counts
and federal and state funding allocations. See Wisconsin v. City
of New York, 517 U.S. 1, 5-6 (1996) (stating, "The Federal
Government considers census data in dispensing funds through federal
programs to the States..."); City of Detroit v. Franklin, 4
F.3d at 1374 (stating, "It is undisputed, however, that many federal
programs do disburse funds based upon population figures as reported in
the decennial census"); Tucker v. United States Dept. of Commerce,
958 F.2d at 1415 (stating, "there is no doubt that, as a
matter of fact, the allocation of state and federal funds is heavily
influenced by census figures..."). As a matter of law, allegations of
decreased federal and state funding is fairly traceable to population
counts reported in the decennial census. See City of Detroit,
4 F.3d at 1374. Plaintiffs affidavits establish that the
implementation of statistical sampling in the 2000 census will directly
result in a decrease of federal funding to the states and counties in
which Plaintiffs reside.
Finally, a favorable decision will redress Plaintiffs' injuries.
Redressability focuses on whether judicial intervention will provide an
adequate remedy for a plaintiff's alleged injuries. See Allen v.
Regan, 468 U.S. 737, 753 n.19 (1984); Warth v. Seldin, 422 U.S.
490, 502-06 (1975). Courts have held that this element is satisfied where,
as in the instant case, a plaintiff challenges the use of census
methodology. See Carey v. Klutznick, 637 F.2d at 838
(citizens who challenge a census undercount on the basis that improper
enumeration will result in loss of funds to their city have established
both an injury fairly traceable to the Census Bureau and a substantial
probability that court intervention will remedy the plaintiffs, injury).
Plaintiffs have satisfied this element.
IV. Statutory
Interpretation
As
recognized by both Plaintiffs and Defendants, aside from the standing and
ripeness issues addressed in Defendants' motion to dismiss, the present
case can be resolved simply on statutory
interpretation.
The interplay of the two provisions of
the Census Act, Sections 141(a) and 195 must be interpreted by the
Court. Section 141(a) generally authorizes the Secretary to use sampling
in conducting various s aspects of the census, without an express
prohibition. Section 141, entitled "Population and other census
information," provides:
The
Secretary shall, in the year 1980 and every 10 years
thereafter, take a decennial census of population as of the
first day of April of such year, which date shall be known as
the "decennial census date" in such form and content as he may
determine, including the use of sampling procedures and
special surveys. In connection with any such census, the
Secretary is authorized to obtain such other census
information as is
necessary. | |
The Census Act
of 1976, 13 U.S.C. § 141(a).
In plain text, Section 195 entitled
"Use of Sampling" provides:
| Except for the determination of population for
purposes of apportionment of Representatives in Congress among
the several States, the Secretary shall, if he considers it
feasible, authorize the use of the statistical method known as
"sampling" in carrying out the provisions of this
title. | |
The Census
Act of 1976, 13 U.S.C. § 195.
The Supreme Court held
in Ashwander v. TVA, "if a case can be decided on either of two
grounds, one involving a constitutional question, the other a question of
statutory construction or general law, the Court will decide only the
latter." Ashwander v. TVA, 297 U.S. 288, 347 (1936) (Brandeis, J.,
concurring). Thus, this case can be resolved on statutory basis alone
without reaching the Constitutional question.2
Congress has spoken precisely to the question of
statistical sampling by the Department and, in plain language, prohibited
the use of this methodology to derive the population used for purposes of
congressional apportionment. Thus, the Department's decision to use
statistical sampling to create the census population for congressional
apportionment purposes, is not authorized by the governing
statute.
The Supreme Court has been clear that
"[i]t is the 'cardinal principle of statutory construction' ...
'to give effect, possible, to every clause and word of a statute
... rather than to emasculate an entire section.'" Bennet v.
Spear, 117 S.Ct. at 1166 (quoting United States v. Menaschem
348 U.S. 528, 538 (1955)(stating 11[t1he cardinal principle of
statutory construction is to save and not to destroy")); see
United States v. Nordic Village, Inc., 503 U.S. 30, 36 (1992);
Gade v. National Solid Wastes Management Ass'n, 505 U.S. 88, 100
(1992). As between two statutory provision concerning the same topic, the
more specific section governs the general. "The law is settled that
'however inclusive may be the general language of a statute, it will not
be held to apply to a matter specifically dealt with in another part of
the same enactment.'" Fourco Glass Co. v. Transmirra Prods. Corp.,
353 U.S. 222, 228-29 (1957); see also Morales v. Trans World
Airlines, Inc., 504 U.S. 374, 384 (1992). (stating "it is a
commonplace of statutory construction that the specific governs the
general ... "). Thus, the Court must determine the interplay
between Section 141 and Section 195 of the Census Act in deciding whether
sampling may be used in the Census 2000 to apportion representatives among
the states.
Section 141 of
the Census Act generally authorizes the Secretary to use sampling in
conducting various aspects of the census, without an express prohibition.
13 U.S.C. § 141. A reading of the plain language of Section 141 itself
further establishes that Congress' intent was to authorize sampling for
numerous purposes of the census other than congressional apportionment.
"As used in this section, census of the population, means a census of a
population, housing, and matters relating to population and housing." 13
U.S.C. § 141(g).
Under 13 U.S.C. § 195, Congress'
prohibition against the use of sampling is clear on its face. The statute
specifically and prohibitorily states that: "[elxcept for the
determination of population for purposes of apportionment of
Representatives in Congress among the several States, the Secretary
shall, if he considers it feasible, authorize the use of the statistical
method known as 'sampling', in carrying out the provisions of this title."
(emphasis added). The language in § 195 makes clear that the "statistical
method known as 'sampling'" may not be used for determining the
apportionment of Representatives of Congress. 13 U.S.C. § 195. The "except
for" language thus plainly imposes a restriction forbidding the sampling
method in collecting numbers for apportionment. The restriction is
inseparable from the grant of authority to use sampling in other
ways.
In Richardson v. Ramirez, 418 U.S. 24
(1974), the Supreme Court confirmed that the "except for" "language of § 2
[of the Fourteenth Amendment,] expressly exempts from the sanction of that
section disenfranchisement grounded on prior conviction of a felony."
Id. at 43. Similarly, in Crosby v. United States, 506 U.S.
255 (1993), the Court interpreted a statute requiring the presence of
criminal defendants "except as otherwise provided" as constituting an
express limitation of the circumstances where a criminal defendant could
permissibly be absent. In light of the statute's "express use of the
limiting phrase ... the language and structure of the rule could not be
more clear." Id. at 259. As such, the "except for" language of
Section 195 of the Census Act could not be more clear, expressly exempting
from the general authorization of that section any use of sampling for
purposes of congressional apportionment.
Defendants'
argument that its authority to sample is precisely the same with the
"except for" language as it would be if the statute did not contain that
language renders the "except for" language devoid of meaning. The Supreme
Court has been clear that if possible, a statute must be construed "in
such fashion that every word has some operative effect." See
United States v. Nordic Village, Inc., 503 U.S. 30, 36
(1992)(rejecting statutory interpretation that "violated the settled rule
that a statute's every word has operative effect"); Bennet v. Spear,
117 S.Ct. 1154, 1166 (1997)(holding principle of statutory
construction is to give effect to every clause and word of a statute);
Gade v. National Solid Wastes Management Ass'n, 505 U.S. 88, 100
(1992); United States v. Menaschem, 348 U.S. 528, 538 (1955).
Reading the general authorization for sampling in Section 141 as some how
negating the prohibition of sampling for congressional apportionment in
Section 195 would render the language of Section 195 meaningless. Rather,
the statute must be read to give meaning to both
provisions.
To the extent that Sections 141 and 195
could not be reconciled, established principles of statutory analysis
require that the "except for" language in Section 195 prevail. Statutory
construction governs requiring the more specific section concerning the
same topic governs the general. See Fourco Glass Co. v.
Transmirra Prods. Corp., 353 U.S. 222, 228-29 (1957);
see also Morales v. Trans World Airlines, Inc., 504
U.S. 374, 384(1992); HCSC-Laundry v. United States, 450 U.S. 1, 6
(1981) (per curiam) ("it is a basic principle of statutory construction
that a specific statute ... controls over a general provision
... particularly when the two are interrelated and closely
positioned ..."); Aeron Marine Shippinq Co. v. United
States, 695F.2d 567, 576 (D.C. Cir. 1982). Thus, where Section 195 is
a specific statutory prohibition of sampling for apportionment of
Congress, it prevails over the more general provisions of Section 141's
grant of authority to the Secretary.
In sum, the only
plausible interpretation of the plain language and structure of the Act is
that Section 195 prohibits sampling for apportionment and Section 141
allows it for all other purposes. When viewed in the context of the
statute as a whole, Section 141 in no way undermines the definite
prohibition of sampling for purposes of apportionment contained in Section
195. As Congress prohibited sampling for purposes of apportionment, the
Secretary has no authority to do anything but an actual head count of the
population for this purpose.
This conclusive reading
of the statute's text on its face ends the Court's task whereas "the
statutory language is unambiguous and the statutory scheme is coherent and
consistent." See Robinson v. Shell Oil Co., 117 S.Ct. 843,
846 (1997) (quoting United States v. Ron Pair Enterprises, Inc.,
489 U.S. 235, 240 (1989)); Connecticut Nat'l Bank,,v. Germain,
503 U.S. 249, 254 (1992) (stating "[w]hen the words of a statute are
unambiguous, [] this first canon is also the last: 'judicial inquiry
is complete.'") (quoting.Rubin v. United States, 449 U.S. 424, 430
(1981)); Estate of Cowart v. Nicklos Drillina Co., 505 U.S. 469,
475 (1992) ("when a statute speaks with clarity to an issue judicial
inquiry into the statute's meaning, in all but the most extraordinary
circumstances, is finished.") (citing Demarest v. Manspeaker, 498
U.S. 184, 190 (1991)). Because the Court finds the reading of section
141(a) and section 195 are clear on its face, the Court finds no need to
reach the constitutional questions presented. Therefore, this Court finds
that the defendants should be permanently enjoined from using any form of
statistical sampling, including their program for nonresponse follow-up
and Integrated Coverage Measurement, to determine the population for
purposes of congressional apportionment.
An appropriate
order shall issue. Judges Widener and Jackson concur.
CHIEF
JUDGE CLAUDE M. HILTON UNITED STATES DISTRICT JUDGE
Alexandria,
Virginia September 24,
1998
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